The Particular Structure of the New Government and the Distribution of Power Among Its Different Parts
New York Packet Wednesday, January 30, 1788
[James Madison]
To the People of the State of New York:
HAVING
reviewed the general form of the proposed government and the general mass of
power allotted to it, I proceed to examine the particular structure of this
government, and the distribution of this mass of power among its constituent
parts.
One of the principal objections inculcated by the more
respectable adversaries to the Constitution, is its supposed violation of the
political maxim, that the legislative, executive, and judiciary departments
ought to be separate and distinct. In the structure of the federal government,
no regard, it is said, seems to have been paid to this essential precaution in
favor of liberty. The several departments of power are distributed and blended
in such a manner as at once to destroy all symmetry and beauty of form, and to
expose some of the essential parts of the edifice to the danger of being crushed
by the disproportionate weight of other parts.
No political truth is certainly of greater intrinsic
value, or is stamped with the authority of more enlightened patrons of liberty,
than that on which the objection is founded. The accumulation of all powers,
legislative, executive, and judiciary, in the same hands, whether of one, a few,
or many, and whether hereditary, selfappointed, or elective, may justly be
pronounced the very definition of tyranny. Were the federal Constitution,
therefore, really chargeable with the accumulation of power, or with a mixture
of powers, having a dangerous tendency to such an accumulation, no further
arguments would be necessary to inspire a universal reprobation of the system. I
persuade myself, however, that it will be made apparent to every one, that the
charge cannot be supported, and that the maxim on which it relies has been
totally misconceived and misapplied. In order to form correct ideas on this
important subject, it will be proper to investigate the sense in which the
preservation of liberty requires that the three great departments of power
should be separate and distinct.
The oracle who is always consulted and cited on this
subject is the celebrated Montesquieu. If he be not the author of this
invaluable precept in the science of politics, he has the merit at least of
displaying and recommending it most effectually to the attention of mankind. Let
us endeavor, in the first place, to ascertain his meaning on this point.
The British Constitution was to Montesquieu what Homer has
been to the didactic writers on epic poetry. As the latter have considered the
work of the immortal bard as the perfect model from which the principles and
rules of the epic art were to be drawn, and by which all similar works were to
be judged, so this great political critic appears to have viewed the
Constitution of England as the standard, or to use his own expression, as the
mirror of political liberty; and to have delivered, in the form of elementary
truths, the several characteristic principles of that particular system. That we
may be sure, then, not to mistake his meaning in this case, let us recur to the
source from which the maxim was drawn.
On the slightest view of the British Constitution, we must
perceive that the legislative, executive, and judiciary departments are by no
means totally separate and distinct from each other. The executive magistrate
forms an integral part of the legislative authority. He alone has the
prerogative of making treaties with foreign sovereigns, which, when made, have,
under certain limitations, the force of legislative acts. All the members of the
judiciary department are appointed by him, can be removed by him on the address
of the two Houses of Parliament, and form, when he pleases to consult them, one
of his constitutional councils. One branch of the legislative department forms
also a great constitutional council to the executive chief, as, on another hand,
it is the sole depositary of judicial power in cases of impeachment, and is
invested with the supreme appellate jurisdiction in all other cases. The judges,
again, are so far connected with the legislative department as often to attend
and participate in its deliberations, though not admitted to a legislative vote.
From these facts, by which Montesquieu was guided, it may
clearly be inferred that, in saying "There can be no liberty where the
legislative and executive powers are united in the same person, or body of
magistrates," or, "if the power of judging be not separated from the
legislative and executive powers," he did not mean that these departments
ought to have no
partial agency in, or no control over, the acts of each other.
His meaning, as his own words import, and still more conclusively as illustrated
by the example in his eye, can amount to no more than this, that where the whole
power of one department is exercised by the same hands which possess the whole
power of another department, the fundamental principles of a free constitution
are subverted. This would have been the case in the constitution examined by
him, if the king, who is the sole executive magistrate, had possessed also the
complete legislative power, or the supreme administration of justice; or if the
entire legislative body had possessed the supreme judiciary, or the supreme
executive authority. This, however, is not among the vices of that constitution.
The magistrate in whom the whole executive power resides cannot of himself make
a law, though he can put a negative on every law; nor administer justice in
person, though he has the appointment of those who do administer it. The judges
can exercise no executive prerogative, though they are shoots from the executive
stock; nor any legislative function, though they may be advised with by the
legislative councils. The entire legislature can perform no judiciary act,
though by the joint act of two of its branches the judges may be removed from
their offices, and though one of its branches is possessed of the judicial power
in the last resort. The entire legislature, again, can exercise no executive
prerogative, though one of its branches constitutes the supreme executive
magistracy, and another, on the impeachment of a third, can try and condemn all
the subordinate officers in the executive department.
The reasons on which Montesquieu grounds his maxim are a
further demonstration of his meaning. "When the legislative and executive
powers are united in the same person or body," says he, "there can be
no liberty, because apprehensions may arise lest the same monarch or
senate should enact tyrannical laws to execute them in a
tyrannical manner." Again: "Were the power of judging joined with the
legislative, the life and liberty of the subject would be exposed to arbitrary
control, for
the judge would then be the legislator. Were it joined to the
executive power, the judge might behave with all the violence of an
oppressor." Some of these reasons are more fully explained in other
passages; but briefly stated as they are here, they sufficiently establish the
meaning which we have put on this celebrated maxim of this celebrated author.
If we look into the constitutions of the several States,
we find that, notwithstanding the emphatical and, in some instances, the
unqualified terms in which this axiom has been laid down, there is not a single
instance in which the several departments of power have been kept absolutely
separate and distinct. New Hampshire, whose constitution was the last formed,
seems to have been fully aware of the impossibility and inexpediency of avoiding
any mixture whatever of these departments, and has qualified the doctrine by
declaring "that the legislative, executive, and judiciary powers ought to
be kept as separate from, and independent of, each other as the nature of a
free government will admit; or as is consistent with that chain of connection
that binds the whole fabric of the constitution in one indissoluble bond of
unity and amity." Her constitution accordingly mixes these departments
in several respects. The Senate, which is a branch of the legislative
department, is also a judicial tribunal for the trial of impeachments. The
President, who is the head of the executive department, is the presiding member
also of the Senate; and, besides an equal vote in all cases, has a casting vote
in case of a tie. The executive head is himself eventually elective every year
by the legislative department, and his council is every year chosen by and from
the members of the same department. Several of the officers of state are also
appointed by the legislature. And the members of the judiciary department are
appointed by the executive department.
The constitution of Massachusetts has observed a
sufficient though less pointed caution, in expressing this fundamental article
of liberty. It declares "that the legislative department shall never
exercise the executive and judicial powers, or either of them; the executive
shall never exercise the legislative and judicial powers, or either of them; the
judicial shall never exercise the legislative and executive powers, or either of
them." This declaration corresponds precisely with the doctrine of
Montesquieu, as it has been explained, and is not in a single point violated by
the plan of the convention. It goes no farther than to prohibit any one of the
entire departments from exercising the powers of another department. In the very
Constitution to which it is prefixed, a partial mixture of powers has been
admitted. The executive magistrate has a qualified negative on the legislative
body, and the Senate, which is a part of the legislature, is a court of
impeachment for members both of the executive and judiciary departments. The
members of the judiciary department, again, are appointable by the executive
department, and removable by the same authority on the address of the two
legislative branches. Lastly, a number of the officers of government are
annually appointed by the legislative department. As the appointment to offices,
particularly executive offices, is in its nature an executive function, the
compilers of the Constitution have, in this last point at least, violated the
rule established by themselves.
I pass over the constitutions of Rhode Island and
Connecticut, because they were formed prior to the Revolution, and even before
the principle under examination had become an object of political attention.
The constitution of New York contains no declaration on
this subject; but appears very clearly to have been framed with an eye to the
danger of improperly blending the different departments. It gives, nevertheless,
to the executive magistrate, a partial control over the legislative department;
and, what is more, gives a like control to the judiciary department; and even
blends the executive and judiciary departments in the exercise of this control.
In its council of appointment members of the legislative are associated with the
executive authority, in the appointment of officers, both executive and
judiciary. And its court for the trial of impeachments and correction of errors
is to consist of one branch of the legislature and the principal members of the
judiciary department.
The constitution of New Jersey has blended the different
powers of government more than any of the preceding. The governor, who is the
executive magistrate, is appointed by the legislature; is chancellor and
ordinary, or surrogate of the State; is a member of the Supreme Court of
Appeals, and president, with a casting vote, of one of the legislative branches.
The same legislative branch acts again as executive council of the governor, and
with him constitutes the Court of Appeals. The members of the judiciary
department are appointed by the legislative department and removable by one
branch of it, on the impeachment of the other.
According to the constitution of Pennsylvania, the
president, who is the head of the executive department, is annually elected by a
vote in which the legislative department predominates. In conjunction with an
executive council, he appoints the members of the judiciary department, and
forms a court of impeachment for trial of all officers, judiciary as well as
executive. The judges of the Supreme Court and justices of the peace seem also
to be removable by the legislature; and the executive power of pardoning in
certain cases, to be referred to the same department. The members of the
executive counoil are made
EX-OFFICIO justices of peace throughout the State.
In Delaware, the chief executive magistrate is annually
elected by the legislative department. The speakers of the two legislative
branches are vice-presidents in the executive department. The executive chief,
with six others, appointed, three by each of the legislative branches
constitutes the Supreme Court of Appeals; he is joined with the legislative
department in the appointment of the other judges. Throughout the States, it
appears that the members of the legislature may at the same time be justices of
the peace; in this State, the members of one branch of it are EX-OFFICIO
justices of the peace; as are also the members of the executive council. The
principal officers of the executive department are appointed by the legislative;
and one branch of the latter forms a court of impeachments. All officers may be
removed on address of the legislature.
Maryland has adopted the maxim in the most unqualified
terms; declaring that the legislative, executive, and judicial powers of
government ought to be forever separate and distinct from each other. Her
constitution, notwithstanding, makes the executive magistrate appointable by the
legislative department; and the members of the judiciary by the executive
department.
The language of Virginia is still more pointed on this
subject. Her constitution declares, "that the legislative, executive, and
judiciary departments shall be separate and distinct; so that neither exercise
the powers properly belonging to the other; nor shall any person exercise the
powers of more than one of them at the same time, except that the justices of
county courts shall be eligible to either House of Assembly." Yet we find
not only this express exception, with respect to the members of the irferior
courts, but that the chief magistrate, with his executive council, are
appointable by the legislature; that two members of the latter are triennially
displaced at the pleasure of the legislature; and that all the principal
offices, both executive and judiciary, are filled by the same department. The
executive prerogative of pardon, also, is in one case vested in the legislative
department.
The constitution of North Carolina, which declares "that
the legislative, executive, and supreme judicial powers of government ought to
be forever separate and distinct from each other," refers, at the same
time, to the legislative department, the appointment not only of the executive
chief, but all the principal officers within both that and the judiciary
department.
In South Carolina, the constitution makes the executive
magistracy eligible by the legislative department. It gives to the latter, also,
the appointment of the members of the judiciary department, including even
justices of the peace and sheriffs; and the appointment of officers in the
executive department, down to captains in the army and navy of the State.
In the constitution of Georgia, where it is declared "that
the legislative, executive, and judiciary departments shall be separate and
distinct, so that neither exercise the powers properly belonging to the other,"
we find that the executive department is to be filled by appointments of the
legislature; and the executive prerogative of pardon to be finally exercised by
the same authority. Even justices of the peace are to be appointed by the
legislature.
In citing these cases, in which the legislative,
executive, and judiciary departments have not been kept totally separate and
distinct, I wish not to be regarded as an advocate for the particular
organizations of the several State governments. I am fully aware that among the
many excellent principles which they exemplify, they carry strong marks of the
haste, and still stronger of the inexperience, under which they were framed. It
is but too obvious that in some instances the fundamental principle under
consideration has been violated by too great a mixture, and even an actual
consolidation, of the different powers; and that in no instance has a competent
provision been made for maintaining in practice the separation delineated on
paper. What I have wished to evince is, that the charge brought against the
proposed Constitution, of violating the sacred maxim of free government, is
warranted neither by the real meaning annexed to that maxim by its author, nor
by the sense in which it has hitherto been understood in America. This
interesting subject will be resumed in the ensuing paper.
PUBLIUS
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